Important Regulatory Information
FIM Partners UK Ltd (“FIM Partners UK”) is established as a private company in England and Wales (No. 12108672) with its registered office at Suite 1, 3rd Floor, 11-12 St. James’s Square London, United Kingdom, SW1Y 4LB and business address at 4 Cavendish Square, Office 301, London, W1G 0PG, United Kingdom. FIM Partners UK is authorised and regulated by the Financial Conduct Authority in the United Kingdom (FRN 846596).
Frontier Investment Management Partners Ltd (“FIM Partners”) is incorporated as a private company in the Dubai International Financial Centre (CL0742) with its registered office at Al Fattan Currency House, Office 903, Level 9, Building 1, Dubai International Financial Centre, PO Box 482011, Dubai, United Arab Emirates. FIM Partners is authorised and regulated by the Dubai Financial Services Authority and registered as an investment adviser with the United States Securities and Exchange Commission.
This website does not constitute an offer or solicitation to any person in any jurisdiction to purchase or sell any investment. No information on this website should be construed as providing financial, investment or other professional advice. This website and the information contained herein is made available for information purposes only. The information on this website is directed only at persons or entities where such access and use of information is not contrary to local or regulation. Investment with FIM Partners UK or with FIM Partners is open to institutional and other sophisticated investors and is not available to the general retail public.
Important Jurisdictional Regulatory Information
Access to the information contained on this website in respect of the funds managed and services offered by the FIM Partners UK or FIM Partners is restricted in various jurisdictions. All persons accessing this website do so at their own initiative and are required to inform themselves of, and comply with, all such restrictions. Funds and services referred to on this website are not available to, and offering materials will not be distributed to, any person resident in any jurisdiction where such distribution would contrary to law or regulation. The information contained on this website does not constitute an offer to buy or sell any investment. No information on this website should be construed as providing financial, investment or other professional advice.
For details on why and how we use your data and the rights that you have in relation to this, please see the Privacy Notices below:
FIM Partners UK has documented the disclosures required by the FCA under BIPRU 11.3. These are available on FIM Partners’ website for registered users or from FIM Partners UK’s Compliance Officer at its business address.
UK Stewardship Code
Under Rule 2.2.3R of the FCA’s Conduct of Business Sourcebook, FIM Partners UK Ltd is required to include on this website a disclosure about the nature of its commitment to the UK Financial Reporting Council’s Stewardship Code (the “Code”) or, where it does not commit to the Code, its alternative investment strategy. The Code is a voluntary code and sets out a number of principles relating to engagement by investors with UK equity issuers.
FIM Partners UK pursues a global emerging market debt investment strategy with the objective of generating fixed income returns, which does not result in trading in single equities. Consequently, while FIM Partners UK supports the general objectives of the Code, the provisions of the Code are not relevant to the type of trading currently undertaken by FIM Partners UK. If FIM Partners UK’s investment strategy changes in such a manner that the provisions of the Code become relevant, FIM Partners UK will amend this disclosure accordingly.
Shareholder Rights Directive (SRD II)
SRD II aims to promote effective stewardship and long-term investment decision making, in respect of shares traded on EEA regulated markets and comparable regulated markets outside the EEA. It came into effect on 10 June 2019.
The rules require asset managers, who invest in shares traded on a regulated market detailed above, to:
- Publish their shareholder engagement policy (or explain why they don’t have one) – COBS 2B.5R.
- Make annual public disclosures relating to the implementation of their shareholder engagement policy, from 10 June 2020 – COBS 2.2B.5R.
- Make disclosures to asset owners, including how their investment strategies contribute to the medium to long term performance of their assets – COBS 2.2B.9R.
FIM Partners UK does not manage investments in shares which are traded on an EEA regulated market, or on a comparable regulated market outside the EEA, and so the SRD II rules do not apply to it. Therefore, FIM Partners UK has not developed a shareholder engagement policy and nor it it required to make the disclosures outlined above.